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Five universities—Cornell, Dartmouth, Harvard, MIT, and UC Berkeley—have now expressly stated their commitment to the importance of supporting the processing-fee business model for open-access journals just as the subscription-fee business model used by closed-access journals has traditionally been supported. These universities are the initial signatories of a “compact for open-access publishing equity” (COPE), which states:

We the undersigned universities recognize the crucial value of the services provided by scholarly publishers, the desirability of open access to the scholarly literature, and the need for a stable source of funding for publishers who choose to provide open access to their journals’ contents. Those universities and funding agencies receiving the benefits of publisher services should recognize their collective and individual responsibility for that funding, and this recognition should be ongoing and public so that publishers can rely on it as a condition for their continuing operation.

Therefore, each of the undersigned universities commits to the timely establishment of durable mechanisms for underwriting reasonable publication charges for articles written by its faculty and published in fee-based open-access journals and for which other institutions would not be expected to provide funds. We encourage other universities and research funding agencies to join us in this commitment, to provide a sufficient and sustainable funding basis for open-access publication of the scholarly literature.

MIT provost Rafael Reif says “The dissemination of research findings to the public is not merely the right of research universities: it is their obligation. Open-access publishing promises to put more research in more hands and in more places around the world. This is a good enough reason for universities to embrace the guiding principles of this compact.”

These universities realize that in the long run, underwriting processing fees for open-access journals is “an investment in a superior system of scholarly communication”, as Peter Suber says and as I have argued previously. As more universities sign on to the compact, joined by funding agencies as well, fee-based open-access journals may become an increasingly viable alternative to subscription-based journals.

Full details about COPE are available at http://www.oacompact.org/.

One Response to “Five universities commit to the open-access compact”

  1. Stevan Harnad Says:

    COMMIT TO PROVIDING GREEN OA BEFORE COMMITTING TO PAY FOR GOLD OA

    I’ve said this so often now, unheeded, that all I can do is echo it yet again:

    Regardless of the size of the asking price (“reasonable” or unreasonable), it is an enormous strategic mistake for a university or research funder to commit to pre-emptive payment of Open Access Journal Publishing fees (Gold OA) until and unless the university or funder has first mandated Green OA self-archiving for all of its own published journal article output (regardless of whether published in OA or non-OA journals).

    There are so far five signatories to the “Compact for Open-Access Equity.” Two of them have mandated Green OA (Harvard and MIT) and three have not (Cornell, Dartmouth, Berkeley). Many non-mandating universities have also been committing to the the pre-emptive SCOAP3 consortium.

    If Harvard’s and MIT’s example is followed, and Green OA mandates grow globally ahead of Gold OA commitments, then there’s no harm done.

    But if it is instead pre-emptive commitments to fund Gold OA that grow, at the expense of mandates to provide Green OA, then the worldwide research community will yet again have shot itself in the foot insofar as universal OA — so long within its reach, yet still not grasped — is concerned.

    Harnad, S. (1991) Post-Gutenberg Galaxy: The Fourth Revolution in the Means of Production of Knowledge. Public-Access Computer Systems Review 2 (1): 39 – 53

    Harnad, S. (1995) Universal FTP Archives for Esoteric Science and Scholarship: A Subversive Proposal. In: Ann Okerson & James O’Donnell (Eds.) Scholarly Journals at the Crossroads; A Subversive Proposal for Electronic Publishing. Washington, DC., Association of Research Libraries, June 1995.

    Harnad, S. (1999) Free at Last: The Future of Peer-Reviewed Journals. D-Lib Magazine 5(12) December 1999

    Harnad, S., Carr, L., Brody, T. & Oppenheim, C. (2003) Mandated online RAE CVs Linked to University Eprint Archives. Ariadne 35.

    Harnad, S., Brody, T., Vallieres, F., Carr, L., Hitchcock, S., Gingras, Y, Oppenheim, C., Stamerjohanns, H., & Hilf, E. (2004) The Access/Impact Problem and the Green and Gold Roads to Open Access. Serials Review 30. Shorter version: The green and the gold roads to Open Access. Nature Web Focus.

    Harnad, S. (2006) Opening Access by Overcoming Zeno’s Paralysis, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects. Chandos.

    Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L’Harmattan. 99-106.

    Harnad, S. (2008) The PostGutenberg Open Access Journal. To appear in: Cope, B. & Phillips, A (Eds.) The Future of the Academic Journal. Chandos.

    Hyperlinked version of this posting:
    http://openaccess.eprints.org/index.php?/archives/627-guid.html